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[CS.AI] Explaining Process Control Optimization with GradientSHAP

Published at: 2026-07-18 22:00 Last updated: 2026-07-22 01:24
#AI #Machine Learning #optimization

Abstract

Automated optimization is increasingly adopted in industrial processes, yet a trust gap persists between engineers who design these algorithms and operators who must act on their recommendations. Explainable AI methods like SHAP (SHapley Additive exPlanations) have transformed interpretability for machine learning predictions; optimization outputs could benefit from similar techniques.

We present an approach that integrates Implicit Function Theorem (IFT) based sensitivity analysis with SHAP attribution and narrative generation via Large Language Models (LLM), producing explanations tailored for operators. Our approach leverages IFT to compute exact parameter sensitivities $\frac{\partial p^*}{\partial x}$ from the optimality conditions, enabling efficient GradientSHAP computation.

For an industrial High Pressure Grinding Roll (HPGR) control optimization problem with 22 features, we achieve equivalent SHAP attributions (correlation 0.99 with KernelSHAP) with over 40× speedup, enabling real-time natural language explanations. We validate on industrial scenarios and present feedback from domain experts on generated explanations.

Blogger's Review: This paper successfully enhances the interpretability of industrial optimization problems by combining the Implicit Function Theorem with SHAP, providing operators with more reliable decision-making support. The method not only improves computational efficiency but also opens possibilities for real-time applications, holding significant practical value.

Original Source: https://arxiv.org/abs/2607.14970

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