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[CS.AI] Three Dimensions of Retrieval: Empirical Evidence for Document, Query, and Answer Complementarity in RAG

Published at: 2026-07-30 22:00 Last updated: 2026-07-30 23:39
#algorithm #Machine Learning #Open Source

Abstract

RAG systems rely on chunking, which destroys structural information in documents. Existing heading-based retrieval (Jeong et al., 2025) requires multiple LLM calls per document and returns sub-chunks within matched sections. We introduce ToC-guided page retrieval, which infers headings from visual formatting without LLM calls, embeds them as a parallel index, and loads full page sections.

Across 1,280 conditions on 8 enterprise documents (5 to 195 pages), we find:

  1. ToC is a significant main effect on answer quality (d = +0.41, p = 0.031), with the largest gains in completeness (+0.40) and usefulness (+0.40);
  2. Combined with answer-side verification, it outperforms query-side decomposition + verification (d = +0.32, p = 0.036);
  3. ToC contributes 20% of citations despite adding only 2.9 pages per query;
  4. Gains are directionally larger on longer documents (up to +1.50 on 118 pages), though the trend does not reach significance with 8 documents;
  5. A 480-condition sensitivity analysis finds no significant parameter effects (all p > 0.38), confirming defaults are near-optimal.

The contribution is both methodological (a new zero-LLM-cost retrieval algorithm) and empirical: factorial evidence that document-side, query-side, and answer-side enhancements are complementary, a three-way interaction not previously studied.

Blogger's Review: This research demonstrates how to effectively utilize document structural information in RAG systems. The proposed ToC-guided retrieval method not only reduces LLM call costs but also enhances answer quality, offering significant practical application value.

Original Source: https://arxiv.org/abs/2607.24781

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