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[CS.AI] An Auditable Symbolic-RAG-Generative AI Architecture for Goal-Oriented Conversation Orchestration

Published at: 2026-09-11 22:00 Last updated: 2026-09-12 06:35
#algorithm #AI #Machine Learning

Goal‑oriented conversational systems must answer factual queries, comprehend visitor‑provided information, and advance business objectives without turning into rigid questionnaires.

This paper introduces a Symbolic‑RAG‑Generative architecture centered on the Goal‑oriented Retrieval‑Augmented Conversation Engine (GRACE).

An instruction‑constrained Business Goal Compiler translates business intent into an immutable objective set, a normalized priority vector, canonical questions, and an initial state vector.

At runtime GRACE consumes the full conversation history, the latest visitor message, the current state, and a grounded answer produced by a separate RAG component. It updates completion solely from visitor‑authored evidence and selects a single context‑modulated follow‑up question.

The core policy maximizes expected business progress under a minimum visitor‑utility constraint: $$\max_{\pi}\ \mathbb{E}[\text{business\_progress}]\quad\text{s.t.}\ \mathbb{E}[\text{visitor\_utility}]\geq\tau$$, where \tau is the utility threshold.

We formalize the state space, monotonic transitions, source separation, question modulation, and constrained policy, and present a reference layered architecture.

Evaluation comprises 24 English real‑estate and 10 Spanish professional‑cleaning conversations, totaling 119 visitor turns, covering standard, multi‑goal, RAG‑detour, validation, refusal, and robustness scenarios.

Results report 84.9% exact state‑transition accuracy, 91.6% evidence precision, 89.6% evidence recall, 100% monotonicity, and 94.1% terminal‑state accuracy, demonstrating strong auditability and resilience of symbolic states in real‑world business dialogues.

The study validates the synergy of symbolic reasoning and retrieval‑augmented generation, offering a pathway to interpretable, auditable, and business‑driven conversational agents.

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Original Source: https://arxiv.org/abs/2609.07152

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